Securities & Exchange Commission (SEC)
More Securities & Exchange Commission (SEC) Articles
Finance
AIFMD July 22 Deadline Nears For Non-European Funds And Fund Managers
Key parts of the European Directive on Alternative Investment Fund Managers (AIFMD) will become effective on July 22, 2013. In particular, non-EEA managers who wish to market non-EEA funds to investors in Europe after July 22 will have to start complying with new rules and procedures under the...
Read MoreFinance
Dodd-Frank’s Unintended Consequences: Lawsuits Seeking To Enjoin Say-On-Pay And Equity Plan Shareholder Votes
Section 951 of the Dodd-Frank Act requires public companies to hold an advisory shareholder vote on executive compensation at least once every three years, and most public companies are now holding annual votes. In imposing this periodic requirement, Congress made clear that shareholder say-on-...
Read MoreFinance
Insider Advice On Building Effective Board Processes
Editor: How should General Counsels and Corporate Secretaries engineer their Board processes to ensure that all applicable corporate governance requirements are met? Nielsen: The first step in structuring effective Board processes is to develop an annual calendar. It is very helpful to create...
Read More