Securities & Exchange Commission (SEC)
More Securities & Exchange Commission (SEC) Articles
Securities & Exchange Commission (SEC)
The 2013 Proxy Season: Signs Of A Turning Tide In Corporate Governance?
The 2013 proxy season has ended, and many public companies are in a period of relative calm on the governance front before the season for shareholder proposal submissions begins in a few months. This article reflects on some of the highlights of the past proxy season and a few events and trends...
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A New Statutory Remedy For Oppressed Members Of LLCs - Not Necessarily A Panacea
New Jersey and at least seven other states and the District of Columbia have adopted the Revised Uniform Limited Liability Company Act, codified in New Jersey as N.J.S.A. 41:2C-1, et seq. (“RULLCA”). RULLCA is effective as to all New Jersey LLCs formed on and after March 18, 2013 and...
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Second Circuit Addresses American Pipe Tolling And “Relation Back” In Federal Securities Class Actions
On June 27, 2013, the Second Circuit resolved a question of law that previously had been unsettled in this Circuit when it held, in In re IndyMac Mortgage-Backed Sec. Litig., No. 11-2998-cv(L), that the Supreme Court’s tolling rule established in American Pipe & Construction Co. v. Utah...
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