More Compliance Articles

Compliance

Minimizing Compliance Risks

Natalie De La Cruz Valdes, managing director with Computershare Governance Services, UK, discusses how corporate governance and regulations may affect risk and the role outsourcing plays in budget management.

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Risk Management

Setting the Right Tone on Financial Crimes

Katherine Goldstein, partner with Akin Gump, served as a federal prosecutor in the U.S. Attorney’s Office for the Southern District of New York for more than a dozen years, including several years as the chief of the Securities and Commodities Fraud Task Force, before bringing her expertise to the private sector. We discussed what companies can do to avoid getting involved in everything from traditional financial crimes like insider trading to newer kinds of fraud related to the COVID-19 pandemic.

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Risk Management

In House Warrior: Robin Rathmell and The Biggest Compliance Risks for Companies Dealing with High Net Worth Individuals

Robin Rathmell, a dual-qualified English barrister and U.S. lawyer, speaks with Richard Levick in this transcribed installment of the In House Warrior Podcast.

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Recent Compliance Video

Corporate Counsel

Proactive Compliance Monitoring Through Advanced Technology


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