More Securities & Exchange Commission (SEC) Articles

Securities & Exchange Commission (SEC)

Not Your Parents SEC with Thomas Redburn Jr., Partner and Chair of Lowenstein Sandler’s Securities Litigation Practice with Host Richard Levick of LEVICK

Thomas Redburn Jr., Partner and Chair of Lowenstein Sandler’s Securities Litigation Practice joins host Richard Levick of LEVICK to discuss SEC Chair Gary Gensler’s ambitious rulemaking agenda.

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Securities & Exchange Commission (SEC)

Private Investment in U.S. Public Equity: Overview of Considerations, Mechanics and Strategies

Neil Barlow, legal consultant with Clifford Chance, brings to light private investment in public equity (PIPE) transactions and includes a download that provides an overview of considerations when executing such transactions.

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Securities & Exchange Commission (SEC)

Some 2020 Foresight From the SEC? New Staff Guidance on Shareholder Proposals

SEC efforts to reform the proxy system has included written no-action responses. As the SEC turns to oral guidance, companies seeking a staff no-action position will need to craft a persuasive request.

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