More Securities & Exchange Commission (SEC) Articles


Troubled Waters: Navigating SEC Compliance and Enforcement

For a second consecutive year, Metropolitan Corporate Counsel (now Corporate Counsel Business Journal) co-hosted a roundtable series on global risk with longtime contributor Clifford Chance, which provided subject-matter expertise and helped facilitate three dinner discussions with an esteemed...

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Navigating the Bumps: A corporate partner tries to help other women find legal jobs and thrive

Alice Hsu, a partner at Akin Gump Strauss Hauer & Feld, focuses on capital markets and corporate governance. Her family’s favored professions, however, were centered around medicine and engineering, leading Alice to wonder what her life would have been like had she followed one of those...

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Lessons from a Record Year for Whistleblowers: It was also a big year for FCPA tips and fines—was your company listening?

Last year was noteworthy for the Securities and Exchange Commission’s whistleblower program. It included a record number of whistleblower awards; the first reported whistleblower award in a Foreign Corrupt Practices Act (FCPA) case; a record year for FCPA tips; and a first-of-its-kind action...

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