Securities & Exchange Commission (SEC)
More Securities & Exchange Commission (SEC) Articles
Troubled Waters: Navigating SEC Compliance and Enforcement
For a second consecutive year, Metropolitan Corporate Counsel (now Corporate Counsel Business Journal) co-hosted a roundtable series on global risk with longtime contributor Clifford Chance, which provided subject-matter expertise and helped facilitate three dinner discussions with an esteemed...Read More
Navigating the Bumps: A corporate partner tries to help other women find legal jobs and thrive
Alice Hsu, a partner at Akin Gump Strauss Hauer & Feld, focuses on capital markets and corporate governance. Her family’s favored professions, however, were centered around medicine and engineering, leading Alice to wonder what her life would have been like had she followed one of those...Read More
Lessons from a Record Year for Whistleblowers: It was also a big year for FCPA tips and fines—was your company listening?
Last year was noteworthy for the Securities and Exchange Commission’s whistleblower program. It included a record number of whistleblower awards; the first reported whistleblower award in a Foreign Corrupt Practices Act (FCPA) case; a record year for FCPA tips; and a first-of-its-kind action...Read More