More Securities & Exchange Commission (SEC) Articles


Ownership Intelligence – A Smarter Approach to Investor Management

As soon as companies go public, they face a pivotal choice about how to manage their shareholders. Some companies utilize ownership intelligence to take proactive control of their shareholder development, growing their investor base by understanding who trades their shares and why. Others...

Read More

Securities & Exchange Commission (SEC)

Five Key Steps to Proactive Bondholder Communications

Don’t Ignore Debt

Bonds have become a relatively inexpensive way to raise capital. U.S. corporate debt levels continue to reach historic heights as corporations take advantage of the protracted period of low interest rates and strong investor demand for risk-averse yield. According to...

Read More


As Countries Coordinate Enforcement, Extend Your Risk Management Reach

Effective enterprise risk management requires an embedded risk-based approach, says AlixPartners’ Meaghan Schmidt.

CCBJ: What are some of the current DOJ and SEC enforcement priorities that general counsel should be aware of, and how are you seeing investigations play out?

Meaghan Schmidt:...

Read More