Securities & Exchange Commission (SEC)

Securities & Exchange Commission (SEC)

Jeffrey Cohen | AST Financial

The rules surrounding insider trading are among the trickiest for executives to navigate. One popular tool is the 10b5-1 plan, which can offer a safe way for executives to trade shares of their companies.

Finance

Louis Cordone | AST Financial

As soon as companies go public, they face a pivotal choice about how to manage their shareholders. Some companies utilize ownership intelligence to take proactive control of their shareholder development, growing their investor base by understanding who trades their shares and why. Others...

Securities & Exchange Commission (SEC)

Louis Cordone | AST Financial

Don’t Ignore Debt

Bonds have become a relatively inexpensive way to raise capital. U.S. corporate debt levels continue to reach historic heights as corporations take advantage of the protracted period of low interest rates and strong investor demand for risk-averse yield. According to...