Recently by Jeff Berman
SEC Proposes a Principles-Based Advertising Rule for the Way Investment Advisers Live Now
In a recent briefing from Clifford Chance, a look is taken at newly proposed SEC amendments to update the Advertising Rule more than fifty years after the introduction of the Investment Advisers Act of 1940. The modernized revamp seeks to make it relevant to a 21st century industry.Read More
The Pros & Cons of the OCC's New FinTech Charter
Special purpose bank charters preempt the patchwork of state laws, but challenges from state bank regulators could cloud the future.
The Office of the Comptroller of the Currency (OCC) recently announced that it will begin accepting special purpose national bank charter...Read More