More Finance Articles

Banking | Finance

Brexit - The U.K. Vote to Leave the EU - Immediate Issues

The UK voted to leave the EU on June 23. This note sets out the key immediate issues that businesses will face in the coming days. What changes on day one? Nothing, legally. The UK is still an EU member subject to the same rights and obligations. This will not change until actual...

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Banking | Finance

Continuous Compliance Improvement Using Psychology and Behavior

Although building a culture of compliance has been a goal and topic of discussion at many companies for several years, creating a sustainable culture of compliance requires that companies regularly re-evaluate compliance strategies and tactics. This helps compliance professionals remain vigilant...

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Financial Institutions | Finance | Hedge Funds

Hedge Fund Scrutiny Continues: Heightened attention is driving up costs and increasing transparency

As the hedge fund industry has matured, regulation of funds has intensified, particularly since the global financial crisis beginning in 2008. Kelli Moll, who has been working with fund clients for more than 20 years, provides her perspective on where things stand regarding regulation and...

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