Securities & Exchange Commission (SEC)

Finance

Steven L. Henning | Marks Paneth LLP

U.S. investors have been enthusiastically investing in Chinese businesses listing on U.S. exchanges in order to achieve returns that were believed to exceed those available in lower growth Western economies, including the U.S. Ironically, Chinese businesses have been buying U.S. businesses and...

Finance

Rita M. Molesworth, Deborah A. Tuchman | Willkie Farr & Gallagher LLP

CFTC Amends CPO And CTA Rules; NFA Adopts Test Waiver And Swap De​signation For Members The Commodity Futures Trading Commission (CFTC) recently broadened the scope of its rules governing the operations and activities of commodity pool operators and commodity trading advisors...

Banking | Finance

Systemic Risk Council

As a public service, the Editor presents the following statement dated June 18, 2012 of the Systemic Risk Council. The Systemic Risk Council (SRC or Council) is a private sector, non-partisan body of former government officials and financial and legal experts committed to addressing...