Securities & Exchange Commission (SEC)

Board of Directors

Holly J. Gregory | Weil, Gotshal & Manges LLP

Editor: Please describe your practice. Gregory: I’m a partner at Weil Gotshal, where I practice in the area of corporate governance, advising boards of directors and corporate management teams on issues relating to board effectiveness. I advise on all areas of corporate governance,...

Securities & Exchange Commission (SEC)

Scott H. Moss, Cole Beaubouef | Lowenstein Sandler PC

On October 3, 2011, the Securities and Exchange Commission’s (the “SEC”) Rule 13h-1 (the “Rule”) became effective. The Rule, which was adopted on July 26, 2011, under Section 13(h) of the Securities and Exchange Act of 1934, as amended, establishes a new reporting...

Securities & Exchange Commission (SEC)

Stradley Ronon Stevens & Young, LLP

Editor: You joined Stradley recently after more than 13 years in the Division of Investment Management at the Securities and Exchange Commission. What prompted you to make the change? Mundt: I loved my work at the SEC. I was very committed to its mission of investor protection and...