More Securities & Exchange Commission (SEC) Articles

Finance

Maintaining Uniformity In Our Corporation Laws: The Unsung Labor Of The Corporate Laws Committee Of The American Bar Association’s Business Law Section

It is appropriate in this issue, which includes a focus on pro bono activities of all kinds, to cast a spotlight on the work of Corporate Laws Committee of the American Bar Association’s Business Law Section, which quietly and effectively helps shape the backdrop for the governance and...

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Finance

A New Era Of Whistleblower-Triggered Investigations

Editor: Please tell us about your background and professional experience. Sparling: I graduated from Cardozo Law School in 1998 and joined Cleary Gottlieb’s New York office as a litigation associate. I then clerked for Judge Robert Chatigny in the U.S. District of Connecticut. Following...

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Finance

FDIC Professional Liability Lawsuits Deserve Close Scrutiny

Recent Federal Deposit Insurance Corporation (“FDIC”) lawsuits filed against directors and officers of failed financial institutions may shape corporate law for years to come. Although many people assume that the allegations in such FDIC lawsuits are unique to banking, this is...

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