Recently by Brianna Benfield Ripa
Regulatory & Compliance
SEC’s Second Annual Report Summarizing Whistleblower Program Shows Little Change
On November 15, 2013, the U.S. Securities and Exchange Commission (SEC or the Commission) released its Annual Report to Congress on the Dodd-Frank Whistleblower Program (the Report).[1] The Report is remarkable for three reasons. First, the Report shows that, despite very significant...
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