Fabio Battaglia

Stradley Ronon Stevens & Young, LLP

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Recently by Fabio Battaglia

SEC Reviewing Funds' Use Of Derivatives

On March 25, 2010, the U.S. Securities and Exchange Commission announced that its staff is conducting a review of the use of derivatives by mutual funds, exchange-traded funds (ETFs) and other investment companies. The objectives of the review are to evaluate the current regulatory scheme and to...

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