Adam W. Scoll

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Labor & Employment

Investment Advisers To Plans May Be Required To Deliver “Disclosure Guide” Under ERISA

On March 12, 2014, the U.S. Department of Labor (the DOL) issued a proposed amendment (the Proposed Amendment) to its final regulations (the Final Regulations) under Section 408(b)(2) of ERISA (commonly referred to as the “necessary services exemption”), which would require covered...

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