Recently by Tom Wardell
How A Law Firm Can Assist General Counsel In Their Enhanced Role
Editor: Please tell our readers about your background. Wardell: I attended Harvard Law School and began my career at Mayer Brown in Chicago. At that time the firm only had offices in Chicago and Paris. From there, I went to Sullivan & Worcester in Boston. I practiced there for many years. I...
Read MoreCorporate Compliance: Casting A Wide Net
Editor: "Compliance readiness" is a term that was unknown to most of our readers just a few years ago. As one of the leading practitioners in the field of corporate governance, what do you mean by the term? Wardell: In attempting to define compliance readiness, I ask myself two questions. First...
Read MoreHow Do I Know If There Is A Back-Dated Options Problem And What Do I Do?
So, you're a General Counsel of a public company, and you've received one of those "back-dated options" letters from the Council for Institutional Investors - Or maybe CALPERS or another pension fund. Do you call the SEC? DOJ? Outside counsel? The Board? Your shrink? The letter says benignly, "We...
Read MoreCompliance Readiness The State Of Play Of Governance Concerns In The United States
Introduction Unlike the previous years since the corporate scandals broke and Sarbanes-Oxley was passed, 2004 and the first seven months of 2005 were a period of adaptation as companies became more accustomed to the expanded reporting and governance requirements. The principal focus for most...
Read MoreIncreased Responsibilities For Corporate Directors, Senior Management And Corporate Counsel
Editor: Your background in corporate governance is extensive. In the post-Enron era, corporate executives and directors have new responsibilities. For starters, would you summarize the responsibilities in place before the corporate scandals and Sarbanes-Oxley? Wardell: Many of the things that...
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