Recently by Cole Beaubouef
Securities & Exchange Commission (SEC)
Reminder: Rule 13h-1 (the Large Trader Reporting Rule) Compliance Date Is December 1, 2011; Effective Date Was October 3, 2011
On October 3, 2011, the Securities and Exchange Commission’s (the “SEC”) Rule 13h-1 (the “Rule”) became effective. The Rule, which was adopted on July 26, 2011, under Section 13(h) of the Securities and Exchange Act of 1934, as amended, establishes a new reporting...
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