Theodore S. Hertzberg

Regulatory & Compliance

Arthur H. Aufses III, David S. Frankel, Alan R. Friedman, Theodore S. Hertzberg | Kramer Levin Naftalis & Frankel LLP

On May 25, 2011, by a 3-2 vote, the Securities and Exchange Commission adopted a final rule implementing the whistleblower incentives provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank"). In a previous Metropolitan Corporate Counsel article...

David S. Frankel, Alan R. Friedman, Arthur H. Aufses III, Theodore S. Hertzberg | Kramer Levin Naftalis & Frankel LLP

On November 3, 2010, by a unanimous vote, the Securities and Exchange Commission proposed rules to implement the whistleblower incentives and protection provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank"). Set forth in Section 922 of Dodd-Frank and...