Recently by Steven S. Sparling
Finance
Supreme Court To Address Standards For Class Certification In Securities Fraud Actions And Contours Of The “Fraud On The Market” Doctrine
For over 20 years, the “fraud on the market” theory, which the Supreme Court endorsed in Basic Inc. v. Levinson, 485 U.S. 224 (1988), has been a key tool for plaintiffs in class action securities fraud litigation under Section 10(b) of the Securities Exchange Act and SEC Rule 10b-5....
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A New Era Of Whistleblower-Triggered Investigations
Editor: Please tell us about your background and professional experience. Sparling: I graduated from Cardozo Law School in 1998 and joined Cleary Gottlieb’s New York office as a litigation associate. I then clerked for Judge Robert Chatigny in the U.S. District of Connecticut. Following...
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