Recently by Philip Stamatakos
Rule 10b5-1 Plans Under Scrutiny: The New Executive Stock Timing Story
A December 2006 academic study suggests that returns on stock sales made pursuant to pre-arranged trading plans intending to comply with SEC Rule 10b5-1 significantly exceed market returns.1 As a result, the SEC is already beginning to examine such plans.2 In addition, class action lawsuits have...
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