Recently by R. Scott Beach
House Weighs Regulation Of Hedge And Private Equity Fund Advisers
Updates On House Hearings On Registration Of Hedge and Private Equity Funds Rep. Paul Kanjorski (D-PA), Chairman of the House Financial Services Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, recently introduced a discussion draft of the Private Fund...
Read MoreInvestment Management Compliance Update: Placement Agents Under Fire
In early August, the Securities and Exchange Commission (the "SEC") issued a proposed rule that would prohibit an investment adviser, and certain of its executives and employees, from paying a third party, such as a solicitor or placement agent, to solicit a government client on behalf of the...
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