Recently by Edgardo Ramos
Responding To SRO Market Surveillance Inquiries Into Potential Insider Trading
The recent rise in the stock market, generated in part by the availability of easy credit, has spurred an increase in merger activity, and with it a rash of insider trading cases in numbers not seen since the go-go '80s. According to the New York Stock Exchange (NYSE), referrals of suspected...
Read MoreA Treatise On The Organizational Sentencing Guidelines Addresses The Need For Effective Compliance Programs
Editor: Mr. Ramos, would you tell our readers something about your professional experience? Ramos: I graduated from Harvard Law School in 1987. I began my legal career in New York. After five years of private practice, I joined the U.S. Attorney's Office in the Eastern District of New York in...
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