Finance
More Finance Articles
Finance | Private Equity
New Regulatory Filing Requirements For Advisers To Private Investment Funds
One of the many elements of the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) is the adoption of rules requiring investment advisers to submit information about the private funds they manage. This is a significant development because it means...
Read MoreFinance
JOBS Act Eases IPO Process And Private Capital Formation
On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (the “JOBS Act”). The new law is designed to help smaller companies access the capital markets by easing private capital formation and reducing certain regulatory requirements for smaller...
Read MoreFinance
A Look At Regulations For Non-U.S. Investment Advisers And Portfolio Managers Doing Business In The United States
This article discusses the U.S. registration and regulatory issues arising from the provision of discretionary portfolio management or other investment advisory services by non-U.S. advisers[1] to clients in the United States.[2] I. Jurisdiction and Exemptions from Federal and State...
Read More