Emily Gordy


McGuireWoods LLP

Emily Gordy is a partner with McguireWoods. She advises clients as they navigate the complexities inherent in the securities regulatory environment. Gordy handles a wide range of compliance and enforcement issues affecting broker-dealers, investment advisers, investment companies, and municipal securities dealers. Reach her at [email protected]

Recently by Emily Gordy

What Investment Advisers and Broker-Dealers Should Expect After the First Wave of COVID-19

With the confluence of our current global health and economic crises, these are unprecedented times. As we witnessed in the post-2008 financial crisis world, frauds, Ponzi schemes, and misconduct, undertaken by those who wanted to take advantage of the crisis, come to light.

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Ready or Not, Prepare to Start Answering Questions About Reg BI Compliance

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