Emily Gordy

Partner

McGuireWoods LLP

Emily Gordy is a partner with McguireWoods. She advises clients as they navigate the complexities inherent in the securities regulatory environment. Gordy handles a wide range of compliance and enforcement issues affecting broker-dealers, investment advisers, investment companies, and municipal securities dealers. Reach her at [email protected]

Recently by Emily Gordy

What Investment Advisers and Broker-Dealers Should Expect After the First Wave of COVID-19

With the confluence of our current global health and economic crises, these are unprecedented times. As we witnessed in the post-2008 financial crisis world, frauds, Ponzi schemes, and misconduct, undertaken by those who wanted to take advantage of the crisis, come to light.

Read More

Ready or Not, Prepare to Start Answering Questions About Reg BI Compliance

Read More