Steven Gatti is a partner with Clifford Chance. He advises multi-national broker-dealers, asset managers, and other financial services companies with respect to financial markets and trading regulation, compliance, the development of new products, and financial institution mergers and acquisitions.
Recently by Steven Gatti
SEC Proposes a Principles-Based Advertising Rule for the Way Investment Advisers Live Now
In a recent briefing from Clifford Chance, a look is taken at newly proposed SEC amendments to update the Advertising Rule more than fifty years after the introduction of the Investment Advisers Act of 1940. The modernized revamp seeks to make it relevant to a 21st century industry.Read More