Deborah A. Tuchman

Regulatory & Compliance

Rita M. Molesworth, Dianne E. O'Donnell, Deborah A. Tuchman, Neesa P. Sood | Willkie Farr & Gallagher LLP

Commodity Futures Trading Commission Rule 4.5 provides an exclusion from the definition of “commodity pool operator” (CPO) for, among others, certain registered investment companies that trade commodity interests. Between late 2003 and the beginning of 2012, all registered investment...

Finance

Rita M. Molesworth, Deborah A. Tuchman | Willkie Farr & Gallagher LLP

CFTC Amends CPO And CTA Rules; NFA Adopts Test Waiver And Swap De​signation For Members The Commodity Futures Trading Commission (CFTC) recently broadened the scope of its rules governing the operations and activities of commodity pool operators and commodity trading advisors...