Recently by Howard J. Beber
Private Equity
SEC Issues Interpretive Guidance On The Venture Capital Fund Adviser Exemption
On December 2, 2013, the SEC's Division of Investment Management issued a new "Guidance Update" that provides some important interpretive guidance on the exemption from registration under the Investment Advisers act of 1940 (the "Advisers Act") for certain venture capital...
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A Snapshot Of The New Investment Advisers Section Of Dodd-Frank
Editor: Please describe your background and practice area at Proskauer. Beber: I am a partner and co-head of our Private Investment Funds Group as well as the head of our Investment Advisers Taskforce. Our Private Investment Funds Group practice is very broad and global in nature in that we...
Read MoreSEC And CFTC Propose Significant New Reporting By Registered Private Equity, Hedge Fund, Venture Capital And Commodity Pool Managers
Overview On January 25, 2011, the Securities and Exchange Commission (the "SEC") proposed Rule 204(b)-1 under the Investment Advisers Act of 1940 (the "Advisers Act"), and on January 26, 2011, the Commodity Futures Trading Commission (the "CFTC") proposed Rule 4.27(d) under the Commodity...
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