46th Annual Securities Regulation Seminar (rescheduled)


Friday, November 22, 2013


Ronald E. Wood, Proskauer Rose LLP; Debra W. Yang, Gibson Dunn & Crutcher LLP; Andre Birotte Jr., U.S. atty, Central District of California Office of the United States Attorney; Andrew J. Bowden, Securities and Exchange Commission


Millennium Biltmore Hotel
506 South Grand Avenue
Los Angeles, CA
United States


members $405, others $465


8 am-5 pm

CLE Credits:

7.25 hrs, including 1 ethics hr

This seminar will include discussions of SEC priorities with the new SEC Division Directors as well as an overview of judicial, regulatory, and enforcement developments, recent trends in SEC enforcement, the public and private offerings of securities, regulation of investment advisors, and other matters of interest to the securities bar.