46th Annual Securities Regulation Seminar


Friday, October 4, 2013


André Birotte Jr., U.S. attorney, Central Dist of CA; Andrew J. Ceresney, co-director, SEC Division of Enforcement; Ronald E. Wood, moderator, Proskauer Rose LLP


Millennium Biltmore Hotel
506 South Grand Ave
Los Angeles, CA
United States




8 am-5 pm

CLE Credits:

7.25 hrs, including 1 ethics hr

Senior Securities and Exchange Commission officials, together with representatives of other regulatory agencies and leading private practitioners, will present a comprehensive review of current events and developments in the securities field. This seminar will include discussions of SEC priorities with the new SEC division directors as well as an overview of judicial, regulatory, and enforcement developments, recent trends in SEC enforcement, the public and private offerings of securities, regulation of investment advisors, and other matters of interest to the securities bar. Keynote speaker is Daniel M. Gallagher, commissioner, SEC.