Financial Fraud: Avoiding the Path of the New SEC Investigative Priority


Wednesday, September 25, 2013


Thomas O. Gorman, partner, Dorsey & Whitney LLP




noon-1 pm EST

CLE Credits:

1 hr

Event Type:

 In this program especially for in-house and outside corporate, securities and white collar attorneys, Tom Gorman helps you prepare your company or clients to avoid being caught up in this new SEC trend. Topics include analysis of historic SEC trends in this area and the approach being used to develop the new tools and plot future directions that the Enforcement Division is likely to take, thus providing critical guidance in this area that can be used to counsel issuers and their directors and officers to ensure they are prepared.