The SEC in 2013 for In-House Counsel


Thursday, January 24, 2013


David Weild, head of Capital Markets, Grant Thornton LLP and former vice chairman, NASDAQ Stock Market; Bruce R. Kraus, partner, former co-chief counsel, SEC’s Division of Risk, Strategy and Financial Innovation; M. Ridgway Barker, partner, chair, Corporate Finance and Securities Group; Daniel Klausner, former head, Equity Corporate Finance, Americas, UBS Investment Bank; Daniel P. Raglan, partner, Corporate Finance and Securities Group; Julian Solotorovsky, partner, chair, White Collar Crime and Investigations Group; Paul McCurdy, partner, firm chairman, chair, Broker-Dealer Practice Group


Kelley Drye & Warren LLP
101 Park Avenue
New York, NY 10178
United States


RSVP to Please include "January 24 – MCC" in the subject line.


4-6 pm, cocktail reception follows

CLE Credits:

2 NY hrs


This program will cover Implementing Dodd-Frank, the Future of SEC Rule-Making, Raising Capital and Enforcement Trends. 


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