35th Annual Conference on Securities Regulation and Business Law


Thursday, February 7, 2013 - Friday, February 8, 2013


Tim Golomb, NASDAQ Stock Market; Lona Nallengara, U.S. Securities and Exchange Commission; Hon. Myron T. Steele Supreme Court of Delaware; Jessica C. Pearlman, K&L Gates


Four Seasons Hotel
98 San Jacinto
Austin, TX 78701
United States


http://www.utcle.org or (512) 475-6700




day one, 8:45 am-5:15 pm, day two, 8:30 am-4 pm

CLE Credits:

13.25 hrs, including 2 ethics hrs


Topics include the following: The Effects of the JOBS Act on Private Funds and Offerings; Public Offerings By Emerging Growth Companies after the JOBS Act; Ethics for Security Lawyers: Representing Multiple Parties; Enforcement: Federal and State Initiatives; Emerging Standards Concerning Preservation (and Spoliation) of Electronically Stored Information; and Innovative Sources of Capital for Energy and Mining Companies: Canadian Capital Pool Companies; Broader Growth Strategies for Energy Companies.


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