Conference on Collective Trust Funds: Current Banking, SEC, ERISA and Compliance Issues


Wednesday, May 16, 2012


Clifford E. Kirsch, Sutherland Asbill & Brennan LLP; Kevin Lyman, general counsel, Invesco National Trust Co.; James O. Fleckner, Goodwin Procter LLP


Sutherland Asbill & Brennan LLP
1114 Ave of the America
New York, NY 10036
United States




9 am-5:30 pm

CLE Credits:

7.25 hrs



Collective Trust Funds (CTFs) are rapidly becoming the investment vehicle of choice for many 401(k) plan sponsors. CFTs are only available to tax-exempt 401(k), pension, profit-sharing, and governmental retirement plans. Now that these funds offer daily valuation and investment direction combined with the potential for lower costs, many 401(k) plan sponsors have moved toward CFTs instead of registered mutual funds. A faculty of leading banking, SEC and ERISA attorneys will provide updates on all of the regulatory developments affecting these vehicles.


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