Ernest E. Badway



  • Tuesday, November 1, 2005
    Editor: Please give an overview of your expertise in advising broker-dealers, brokers, hedge funds and investment advisors on matters related to securities defense and white collar defense.
  • Wednesday, June 1, 2005
    In the last 18 months, the hedge fund industry with more than 8,000 hedge funds and nearly $1 trillion in assets has experienced unparalleled civil and criminal investigative scrutiny. No longer do we argue over the proprietary of hedge fund regulation. Instead, after late trading and market timing became household words, the debate ended, and the focus led...
  • Friday, October 1, 2004
    Part I of this article appears in the September 2004 issue of The Metropolitan Corporate Counsel.
  • Wednesday, September 1, 2004
    Part II of this article appears in the October 2004 issue of The Metropolitan Corporate Counsel.In these uncertain times, many broker-dealers are looking for creative business combinations and relationships to create new revenue streams. The Gramm-Leach-Bliley Financial Services Modernization Act ("GLBA") opened a brave new world for banks and broker-...