Joseph Bergman


  • Friday, October 1, 2004
    In a three-to-two vote,1 the Securities and Exchange Commission (the "SEC") proposed a new rule and rule amendments that, if adopted, would require advisers to certain private investment pools, such as hedge funds, to register with the SEC under the Investment Advisers Act of 1940, as amended (the "Advisers Act"). As described in Release No. IA-2266 (the "...