Seminar Will Outline Ethical ChallengesFor CLOs Of Investment Companies

Friday, June 1, 2007 - 01:00

The New York City Bar Association is planning a CLE seminar titled Hot Topics for Investment Companies: Legal, Ethical & Business Issues.

The program will take place on Monday, June 11 from 6 to 9 p.m. at the House of the Association, 42 West 44th Street, New York City.

This program will review the most important recent regulatory developments, discuss ethical challenges for chief legal officers of investment companies under Sarbanes-Oxley and review issues relating to the Attorney/ Client Privilege in the context of Investment Company regulatory inspections, investigations and enforcement proceedings.

The program will also discuss the issues involving D&O/E&O insurance for mutual funds and directors, including the interplay of insurance and indemnification of directors by the investment company.

The program chair is Philip L. Kirstein, Alliance Capital Management.

For details on program fees and CLE credits, see the Bulletin Board on The Metropolitan Corporate Counsel website at

To register for the seminar, call (212) 382-6663 or visit